The General Securities Representative Examination Exam Review By Wiley 2017

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“Good condition with minimal wear, please use pictures for reference”
Series
Security
Book Title
Wiley FINRA Series 7 Exam Review 2017
Narrative Type
Nonfiction
Educational Level
Adult & Further Education, Vocational School
Level
Technical, Business, Proficiency, Advanced, Intermediate, Beginner
Genre
Business, Economics & Industry
Intended Audience
Adults
ISBN
9781119379751
Categoría

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Product Identifiers

Publisher
Wiley & Sons, Incorporated, John
ISBN-10
111937975X
ISBN-13
9781119379751
eBay Product ID (ePID)
18038705086

Product Key Features

Number of Pages
624 Pages
Publication Name
General Securities Representative Examination
Language
English
Publication Year
2017
Subject
Education, Finance / General
Type
Textbook
Author
Wiley
Subject Area
Business & Economics
Format
Trade Paperback

Dimensions

Item Height
1.5 in
Item Weight
51.3 Oz
Item Length
10.9 in
Item Width
8.4 in

Additional Product Features

Intended Audience
Scholarly & Professional
TitleLeading
The
Table Of Content
About the Series 7 Exam xxiii About This Book xxvii About the Test Bank xxviii About the Securities Institute of America xxix Chapter 1 Equity Securities 1 Chapter 2 Debt Securities 29 Chapter 3 Government Securities 55 Chapter 4 Municipal Securities 65 Chapter 5 The Money Market 109 Chapter 6 Economic Fundamentals 117 Chapter 7 Options 133 Chapter 8 Mutual Funds 199 Chapter 9 Variable Annuities 241 Chapter 10 Issuing Corporate Securities 257 Chapter 11 Trading Securities 277 Chapter 12 Customer Accounts 311 Chapter 13 Margin Accounts 333 Chapter 14 Retirement Plans 353 Chapter 15 Brokerage Office Procedure 375 Chapter 16 Fundamental and Technical Analysis 395 Chapter 17 Direct Participation Programs 413 Chapter 18 Customer Recommendations, Professional Conduct, and Taxation 427 Chapter 19 Securities Industry Rules and Regulations 457 Answer Keys 497 Glossary of Exam Terms 515 Index 581
Synopsis
The most comprehensive guide to the Series 7 exam in the marketplace includes a self-directed study guide with all the most essential information to becoming a stockbroker. Areas covered include: Stocks, Debt Securities, Investment Banking, Securities Markets, Taxes, Securities Analysis, Self-Regulatory Organizations (SRO's), Mutual Funds and Investment Companies, Annuities, Margin, Options, Money Market Instruments, Direct Participation Programs and Municipal Securities. There is no prerequisite exam for the FINRA Series 7, however, test takers will be required to take the Series 63 or Series 66 as co-requisite exams. The Series 7 exam is made up of 260 multiple-choice questions of which 10 are experimental. Each student will be given a total of 6 hours for the exam (3 hours for each half). A grade of 72 is considered passing. This book includes multiple practice exams to help test takers improve their scores. The General Securities Representative Examination (Series 7) is an entry-level examination that qualifies the individual for registration with all self-regulatory organizations to trade, promote, and sell: Public offerings and/or private placements of corporate securities (stocks and bonds) rights warrants mutual funds money market funds unit investment trusts REITS asset-backed securities mortgage-backed securities options options on mortgage-backed securities municipal securities government securities repos and certificates of accrual on government securities direct participation programs securities traders venture capital ETFs hedge funds, The most comprehensive guide to the Series 7 exam in the marketplace includes a self-directed study guide with all the most essential information to becoming a stockbroker., The go-to guide to acing the Series 7 Exam! The General Securities Representative Examination (Series 7) is an entry-level exam that qualifies individuals for registration with all self-regulatory organizations to trade, promote, and sell all forms of general securities. This intense six-hour test is the must-pass exam for aspiring financial professionals. The exam consists of 250 questions about everything from stocks and stock markets, government securities, municipal and corporate bonds, and options to rules for acquiring customers and handling their accounts, general economic theory, and the rules and regulations of the Securities and Exchange Commission. Created by the experts at The Securities Institute of America, Inc., Wiley Series 7 Exam Review 2017 arms you with what you need to score high on the test and pass the Series 7 Exam. Designed to let you build and fine-tune your knowledge of all areas covered and guarantee that youre prepared mentally and strategically to take the test, it provides: Hundreds of examples Assorted practice questions for each subject area covered in the exam Priceless test-taking tips and strategies Helpful hints on how to study for the test, manage stress, and stay focused Wiley Series 7 Exam Review 2017 is your ticket to passing the test with flying colors--on the first try--and becoming a registered General Securities Representative. Visit www.efficientlearning.com/finra for more information. The Securities Institute of America, Inc. helps thousands of securities and insurance professionals build successful careers in the financial services industry every year. Our securities training options include: Onsite classes Private tutoring Classroom training Interactive online video training classes State-of-the-art exam preparation software Printed textbooks Real-time tracking and reporting for managers and training directors As a result, you can choose a securities training solution that matches your skill level, learning style, and schedule. Regardless of the format you choose, you can be sure that our securities training courses are relevant, tested, and designed to help you succeed. It is the experience of our instructors and the quality of our materials that make our courses requested by name at some of the largest financial services firms in the world. To contact The Securities Institute of America, visit us on the web at www.SecuritiesCE.com or call 877-218-1776.
LC Classification Number
HG4928.5

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